About Us

Founded in 1995, Sound Capital Management, Inc. is an independent advisory firm dedicated to tax-exempt and taxable issuers. The firm's primary role and responsibility is to guide the issuer in making sound decisions regarding its financial plans and strategies. SCM's transaction volume has grown dramatically since inception, a testament to our credibility and service levels.

The historically low interest rates experienced over the past several years has highlighted the importance of viewing the balance sheet as a whole versus two independent components comprised of assets and liabilities. SCM is the premier firm specializing both in the cost of debt, and the return on investment assets.

SCM works closely with each issuer to gain a complete understanding of the issuer's requirements and then guides the issuer in following a capital market strategy based on its particular debt and investment policies. SCM routinely handles both relatively simple and the most technically complex debt and derivative structures seen in the market today. Our multifaceted experience allows us to offer creative solutions to issuers facing complex transactions. SCM offers the highest level of competence and innovative thinking in the municipal finance arena.

As a debt and derivative advisor, SCM's mission is to complete fair, honest, transparent transactions that result in thoughtful, well-managed capital structures for the benefit of our clients.

Services Offered

Diverse Client Base

Since the firm's inception, SCM has served clients of various sizes and types in 46 states. Our clients represent issuers in locations across the country that are public and private, large and small, such as:

501(c)(3)sPark Districts
Charter SchoolsPort Authorities
CitiesRedevelopment Agencies
Colleges & UniversitiesReligious Organizations
CorporationsSchool Districts
CountiesState Agencies
Health Care OrganizationsStates
Higher Education InstitutionsTransportation/Transit Authorities
Housing AuthoritiesWater/Water & Sewer/Irrigation Districts

Firm's Resources

Project teams are established on an individual basis to best meet the challenges of each transaction. Our professionals are accustomed to working together and bringing different strengths to the table to create a positive outcome for our clients.

Independence

SCM has maintained its independence throughout its history. This means that SCM is not affiliated with or beholden to any particular financial institutions or market participants. Thus, we are not biased toward any particular type of structure or strategy and we do not limit the options available our clients. The firm offers a full range of choices to each client and then recommends a course of action based solely upon the individual client’s needs and legal requirements.

ISDA Member

SCM is a current member of the International Swaps and Derivatives Association (ISDA), which is the global trade association representing more than 600 leading participants in the privately negotiated derivatives industry. ISDA encourages the development of the industry by promoting standard documentation, sound risk management practices, and high standards of professional conduct. ISDA also educates members on the legislative, regulatory, and operational issues affecting the negotiated derivatives business.